ArcStone Securities and Investments Corp. is a financial services holding company supporting a group of ArcStone entities serving public and private companies. Securities related activities are conducted only through ArcStone Securities LLC, a FINRA registered broker dealer and member of SIPC, and through ArcStone Kingswood, a division of Kingswood US. Through our investment banking franchise, ArcStone Kingswood, a division of Kingswood US, we connect corporate clients to more than 300 registered individuals overseeing over $15 billion in assets under management, alongside a full global institutional and family office network.

From offices in New York, Miami, and Toronto, our senior partners advise public and private companies on equity capital markets, mergers & acquisitions, and strategic alternatives and other advisory mandates. The platform integrates institutional sales and trading, family office coverage, and a national United States retail wealth channel.

ArcStone Securities and Investments Corp. operates a conference and events business focused on corporate access and investor engagement, anchored by our flagship Growth Conference, alongside curated investor events and roadshow programming.

ArcStone Securities partners with management teams that value independent advice, senior level attention, and strong equity distribution capability.

SIPC Disclosure

ArcStone Securities, LLC is a member of the Securities Investor Protection Corporation, or SIPC. SIPC protects customers of its member broker-dealers in the event the broker-dealer fails financially. SIPC protection is limited to $500,000 per customer, including a maximum of $250,000 for claims for cash.

SIPC protection does not protect against losses resulting from market fluctuations or the decline in value of securities. For additional information about SIPC, including the SIPC brochure, please visit www.sipc.org or call (202) 371-8300.